Sobhagya Capital enables clients to meet strategic and financial objectives through its comprehensive offering of Equity Capital Markets services.
Equity Capital Markets
Public Issue (Main Board IPO, SME IPO, FPO, Rights Issues) Fundraise & Execution
Sobhagya Capital facilitates companies in raising capital through Initial Public Offerings (IPOs), Follow-on Public Offerings (FPOs), and Rights Issues. These services include support from onboarding, due diligence, regulatory compliance, documentation, syndication and marketing until final listing on the Stock Exchanges. Our experience in managing IPOs ensures efficient and timely execution of public issues, leveraging experience with market regulator and Stock Exchanges.
Fundraise thru Private Placements (Convertible Instruments, Qualified Institutional Placements (QIPs))
Sobhagya Capital offers private placement services, including issuance of equity shares through preferential issue, issuance of convertible instruments and QIPs, which allow companies to raise funds from institutional investors.
Transaction Advisory
SAST Advisory for Takeover & Open Offer
Sobhagya Capital offers advisory services for Substantial Acquisition of Shares and Takeovers (SAST), assisting clients in navigating the complex regulatory landscape for Open Offers and ensuring compliance with SEBI (SAST) Regulations, 2011. We provide comprehensive support from strategic planning and conceptualisation until execution of the Open Offer process.
Delisting and Buy-Back
We provide advisory services for share buybacks and delisting, assisting clients in optimising capital structure and exit from public markets when strategic objectives require it. This includes structuring the buyback or delisting plan, obtaining regulatory approvals, and executing the transaction.
Direct Listing thru Reverse Merger and Migration to Main Board
For clients seeking to get listed directly on Stock Exchange or migrate from SME to the Main Board, we provide advisory and execution services. This includes preparing necessary documentation, liaison with regulators, and ensuring smooth transition.
AIF Certification
Sobhagya Capital offers advisory services for Alternative Investment Funds (AIFs) including filing of Information Memorandum (IM), Certification of Private Placement Memorandum (PPM), filing for availing Dissolution Period and other such regulatory compliance.
Certification & Valuation
Sobhagya Capital provides comprehensive valuation services for various corporate requirements, including M&A, Income Tax, FEMA and strategic decision making. Our team of specialists deploys industry best practices and tools to determine fair value, ensuring accuracy and reliability.
ESPS/ESOP Advisory
We assist clients in designing and implementing Employee Stock Purchase Schemes (ESPS), Employee Stock Option Plans (ESOP) that align with the client’s strategic goals and regulatory requirements. This includes structuring the ESPS/ESOPs, determining the right mix of options, and ensuring compliance with applicable laws.
