Disclaimer

Sobhagya Capital Options Private Limited (“Sobhagya”) is registered with the Securities and Exchange Board of India (“SEBI”) as a Category I Merchant Banker under the SEBI (Merchant Bankers) Regulations, 1992.

Sobhagya undertakes SEBI-regulated merchant banking activities strictly in accordance with the scope of its registration and applicable SEBI regulations, including Regulation 13A of the SEBI (Merchant Bankers) Regulations, 1992.

Sobhagya may also be engaged in certain activities that are not regulated by SEBI (“Non-SEBI Regulated Activities”). These activities are separate from and independent of SEBI-regulated merchant banking services.

Please Note:

• SEBI does not regulate or supervise the Non-SEBI Regulated Activities undertaken by Sobhagya.
• Investor protection mechanisms, grievance redressal systems, and remedies available under SEBI laws and regulations are not applicable to such Non-SEBI Regulated Activities.
• Engagements relating to Non-SEBI Regulated Activities are separate and distinct from SEBI-regulated merchant banking services.
• Clients and investors are advised to carefully evaluate the nature of services before proceeding with any transaction or engagement.

Pursuant to applicable SEBI circulars and regulatory guidelines, Sobhagya is implementing and maintaining the required framework for segregation of SEBI-regulated and Non-SEBI Regulated Activities, including separate business verticals, internal controls, compliance systems, and disclosures, within the timelines prescribed by SEBI.

Such implementation is being carried out in accordance with the applicable regulatory framework and compliance requirements.

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